Compliance & AML Officer (German Branch)

<p>We are a leading trading platform that is ambitiously expanding to the four corners of the globe. Our top-rated products have won prestigious industry awards for their cutting-edge technology and seamless client experience. We deliver only the best, so we are always in search of the best people to join our ever-growing talented team.</p>

<p>We are looking for a Compliance &amp; AML Officer who will be accountable for the design, implementation, and ongoing oversight of both the regulatory compliance and AML/CTF frameworks for the German Branch. The role carries dual responsibility: ensuring full adherence to MiFID II/MiFIR and BaFIN conduct and organisational requirements as applied in Germany, and maintaining a robust AML/CTF programme aligned with German AML regulations, EU requirements, and group standards.</p>

Key Responsibilities:

<p><strong>Compliance Framework (MiFID II / MiFIR &amp; BaFIN’s requirements)</strong></p>

<li>Act as the designated Compliance Officer (CO) under German regulatory requirements and MiFID II organisational obligations.</li>

<li>Design and maintain the compliance monitoring programme.</li>

<li>Monitor and ensure adherence to BaFIN and ESMA regulations.</li>

<li>Review financial promotions, marketing materials, and client communications for compliance with applicable rules.</li>

<li>Maintain the compliance risk register and prepare periodic compliance monitoring reports for senior management.</li>

<p><strong>AML/CTF Framework</strong></p>

<li>Act as the appointed Anti-Money Laundering Officer (AMLCO) under German regulatory requirements</li>

<li>Develop, implement, and maintain AML/CTF policies, procedures, and controls.</li>

<li>Ensure effective customer due diligence (CDD), enhanced due diligence (EDD), transaction monitoring, and suspicious activity reporting (SAR).</li>

<li>Oversee AML risk assessments and ensure alignment with the firm’s risk appetite.</li>

<p><strong>Regulatory &amp; Governance</strong></p>

<li>Serve as the primary point of contact with BaFin and FIU Germany on AML/CTF matters.</li>

<li>Ensure compliance with German AML Act (GwG), EU AML Directives, and applicable EBA/ESMA guidelines.</li>

<li>Lead regulatory reporting, audits, and inspections related to compliance and/or&nbsp; financial crime.</li>

<li>Provide regular reporting to senior management and the board on compliance AML risks and controls.</li>

<p><strong>Advisory &amp; Oversight</strong></p>

<li>Advise senior management on Compliance and AML/CTF risks, regulatory developments, and control enhancements.</li>

<li>Ensure effective escalation of Compliance and financial crime risks and incidents.</li>

<p><strong>Training &amp; Culture</strong></p>

<li>Develop Compliance and deliver AML/CTF training programs across the Germany entity.</li>

<li>Promote a strong compliance culture and awareness of Compliance and&nbsp; financial crime risks.</li>

<p><strong>Coordination</strong></p>

<li>Collaborate with group Compliance, Risk, Legal, and Operations to ensure consistent application of regulatory compliance and AML standards.</li>

<li>Align local AML practices with group frameworks while meeting German-specific requirements.</li>

Key Requirements:

<li>Proven experience as&nbsp; Regulatory Compliance Officer and/or AMLCO or senior AML function holder in Germany within a regulated financial services firm.</li>

<li>Strong knowledge of MiFID II/MiFIR and BaFin applicable regulations.</li>

<li>Deep knowledge of German AML law (GwG), BaFin expectations, and EU AML framework.</li>

<li>Strong understanding of brokerage/trading or fintech business models.</li>

<li>Experience dealing directly with regulators (including BaFin) and FIUs.</li>

<li>Strong analytical, judgment, and stakeholder management skills.</li>

<li>Fluency in German and English.</li>

What you will get in return:

•&nbsp;&nbsp;<strong>Competitive Salary:</strong>&nbsp;&nbsp;We believe great work deserves great pay! Your skills and talents will be rewarded with a salary that makes you feel valued and motivated.

•&nbsp;&nbsp;<strong>Work-Life Harmony:&nbsp;</strong>&nbsp;Join a company that genuinely cares about you - because your life outside of work matters just as much as your time on the clock. #LI-Hybrid

•&nbsp;&nbsp;<strong>Generous Time Off:&nbsp;</strong>&nbsp;Need a breather? Our annual leave policy lets you recharge and enjoy life outside of work without a worry.

•&nbsp;&nbsp;<strong>Employee Referral Program:&nbsp;</strong>&nbsp;Love working here? Share the love! Bring your talented friends on board and get rewarded for growing our awesome team.

•&nbsp;&nbsp;<strong>Comprehensive Health &amp; Pension Benefits:&nbsp;</strong>&nbsp;From medical insurance to pension plans, we’ve got your back. Plus, location-specific benefits and perks!

•&nbsp;&nbsp;<strong>Workation Wonderland:&nbsp;</strong>&nbsp;Live your digital nomad dreams with 30 extra days to work remotely from anywhere in the world (some restrictions apply). Adventure awaits!

•&nbsp;&nbsp;<strong>Volunteer Days:&nbsp;</strong>&nbsp;Make a difference! Take two additional paid days each year to support causes you care about and give back to the community.

Be a key player at the forefront of the digital assets movement, propelling your career to new heights!&nbsp;Join a dynamic and rapidly expanding company that values and rewards talent, initiative, and creativity.&nbsp;Work alongside one of the most brilliant teams in the industry.